NBFC Compliance
RBI regulatory management, always audit-ready
RBI compliance isn't a one-time filing — it's a continuous discipline of returns, board processes, and policy updates as regulations evolve. We manage this as an ongoing function so your business stays audit-ready every day, not just before an inspection.
What we do
How it works
Gap Assessment
We review current compliance posture against RBI's latest master directions.
Remediation
Policies, filings, and governance processes are brought up to standard.
Ongoing Management
A compliance calendar keeps every return and renewal on schedule.
Regulatory Updates
We track RBI circulars and advise on what changes for your business.
Eligibility Criteria
- RBI-registered NBFC needing ongoing compliance management
- Access to current filings and governance records
- A designated internal compliance point of contact
Documents Required
- Current RBI registration and prior filings
- Board minutes and governance records
- Existing fair practices and KYC-AML policies
- Previous audit reports, if available
Pricing
Typically engaged as an ongoing monthly or quarterly retainer, scoped to your NBFC category.
Frequently Asked Questions
Who is typically eligible for our NBFC Compliance service?
RBI-registered NBFC needing ongoing compliance management. Access to current filings and governance records. A designated internal compliance point of contact.
What documents are required for NBFC Compliance?
Typically: Current RBI registration and prior filings, Board minutes and governance records, Existing fair practices and KYC-AML policies, Previous audit reports, if available.
How does pricing work for this engagement?
Typically engaged as an ongoing monthly or quarterly retainer, scoped to your NBFC category.
Ideal for
- •Newly licensed NBFCs building compliance from scratch
- •Established NBFCs seeking outsourced compliance management
- •Businesses preparing for RBI inspection
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Get Started with NBFC Compliance
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